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SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions

First publishedMay 18, 16:33 UTC

Last updatedJul 12, 12:31 UTC · 14m ago

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The report

The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the…

Read the full report at SEC ↗

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organizationDenials organizationEnforcement Actions. The Securities organizationExchange Commission organizationRule organizationSEC Rescinds Policy Regarding organizationSettlements

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